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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Orland Park | IL | 02/2018 | 12/2022 |
| Jp Morgan Securities Llc | Orland Park | IL | 02/2018 | 12/2022 |
| Pnc Bank | Frankfort | IL | 01/2018 | 02/2019 |
| Unemployed | Orland Park | IL | 06/2017 | 12/2017 |
| Capital One Auto Finance | Orland Park | IL | 02/2012 | 05/2017 |
| Lpl Financial Llc | Joliet | IL | 01/2023 | Present |
| Bmo Bank Na | Joliet | IL | 01/2023 | Present |
1) 1/2023- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business locaiton(s) 2) 1/2023- BMO Bank NA - Financial Institution Duty / Premier Banker -LBE - inv. related, Joliet, IL - start date 12/19/2022- 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-19 |
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