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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-30
NC RA APPROVED 2024-11-20
  • TX RA
    APPROVED
    Since 2026-01-30
  • NC RA
    APPROVED
    Since 2024-11-20

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Durham NC 03/2016 11/2016
Wells Fargo Clearing Services, Llc Durham NC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-19
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-11-19
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21

View on SEC IAPD

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