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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2010-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 12/2007 | Present |
| Charles Schwab Bank | Phoenix | AZ | 06/2010 | Present |
1) Deer Valley Little League | Investment Related:No|PO Box 11120 |Glendale |AZ|85318|USA|Nonprofit Charitable Organizations|Treasurer / Board Member|10/15/2021|Less than 20|0|No financial services or investment related activities. Duties involve mainly field maintenance, ensuring compliance with Little League Standards, and voting on financial decisions as to how to allocate resources for capital improvements and day to day operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-27 |
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