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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-04-19 |
Branch Locations
3333 N. Mayfair Road Suite 106, Wauwatosa, WI 53222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2012 | Present |
HOLY APOSTLES CHURCH INVESTMENT ADVISORY BOARD, BOARD MEMBER, START DATE 9/15/2015, 1 HR PER MONTH; SALES ASSOC, National Guardian Life - Burial Trust; National Guardian Life, Funeral Trust. Pfeifer and Reinhart, LLC, 2/1/2019; DBA Lake Financial Group
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-20 |
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