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Sarah M Ross

J.P. Morgan Securities LLC

Middletown, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-14
OH RA APPROVED 2014-12-08
  • TX RA
    APPROVED_RES
    Since 2015-05-14
  • OH RA
    APPROVED
    Since 2014-12-08

Branch Locations

1401 South Breiel Boulevard, Middletown, OH 45044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Middletown OH 12/2007 Present
J.P. Morgan Securities Llc Middletown OH 10/2012 Present
Younique, Llc. Middletown OH 09/2015 01/2017
  • 12/2007 → Present
    Jpmorgan Chase Bank, N.A.
    Middletown, OH
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Middletown, OH
  • 09/2015 → 01/2017
    Younique, Llc.
    Middletown, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-25
  • S66 Uniform Combined State Law Examination
    2014-11-25
Other Names
  • Sarah M Tunnell

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MIDDLETOWN, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Middletown, OH
EDWARD JONES · MIDDLETOWN, OH
SUMMIT FINANCIAL ADVISORS, INC. · MIDDLETOWN, OH
AMERIPRISE FINANCIAL SERVICES, LLC · MIDDLETOWN, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Middletown, OH
INDEPENDENT FINANCIAL PARTNERS · Middletown, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLETOWN, OH

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