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William Michael Novotny

J.P. Morgan Securities LLC

Westerville, OH

Chicago, IL

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-17
NJ RA APPROVED 2020-03-20
CA RA APPROVED 2014-08-26
IN RA APPROVED 2014-08-26
TX RA APPROVED 2013-09-13
OH RA APPROVED 2012-11-07
  • IL RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-03-20
  • CA RA
    APPROVED
    Since 2014-08-26
  • IN RA
    APPROVED
    Since 2014-08-26
  • TX RA
    APPROVED
    Since 2013-09-13
  • OH RA
    APPROVED
    Since 2012-11-07

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Westerville OH 12/2014 01/2017
J.P Morgan Securities Llc Westerville OH 01/2017 02/2018
J.P Morgan Securities Llc Westerville OH 02/2018 06/2019
J.P. Morgan Securities Llc Westerville OH 06/2019 Present
Jpmorgan Chase Bank, N.A. Westerville OH 07/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-01
  • S66 Uniform Combined State Law Examination
    2012-11-01
Other Names
  • Bill Novotny
  • William M Novotny

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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