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1601 Greenway Cross Suite 201, Madison, WI 53713 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-09-23 |
Branch Locations
1601 Greenway Cross Suite 201, Madison, WI 53713 • United States
Middleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Capital Management, Llc | Madison | WI | 07/2014 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2014 | 01/2020 |
P AND P MANAGEMENT, LLC, 712 W SHORE DR, MADISON, WI 53715. PROPERTY MANAGEMENT, CO-OWNER, 7/2011-PRESENT, 5 HRS/MONTH. CO-OWNER OF RENTAL PROPERTIES. LICENSED INSURANCE AGENT; INVESTMENT RELATED: YES; 1601 GREENWAY CROSS SUITE 201 MADISON WISCONSIN 53713 UNITED STATES; MR. FRIAR IS A LICENSED INSURANCE AGENT AND MAY RECOMMEND INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS. IDENTIFYING, QUOTING, SERVICING, AND PRODUCING LIFE INSURANCE ; 2007-08-24; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 5;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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