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Current Employers
Park Capital Management, Llc

1601 Greenway Cross Suite 201, Madison, WI 53713 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-09-23
  • WI RA
    APPROVED
    Since 2014-09-23

Branch Locations

1601 Greenway Cross Suite 201, Madison, WI 53713 • United States

Middleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Capital Management, Llc Madison WI 07/2014 Present
Purshe Kaplan Sterling Investments Albany NY 08/2014 01/2020
Previous Registrations
  • 2010-10-07 → 2014-05-23
    Madison, WI
  • 2010-02-23 → 2010-10-08
    Walnut Street Securities, Inc.
    Madison, WI
Other Businesses

P AND P MANAGEMENT, LLC, 712 W SHORE DR, MADISON, WI 53715. PROPERTY MANAGEMENT, CO-OWNER, 7/2011-PRESENT, 5 HRS/MONTH. CO-OWNER OF RENTAL PROPERTIES. LICENSED INSURANCE AGENT; INVESTMENT RELATED: YES; 1601 GREENWAY CROSS SUITE 201 MADISON WISCONSIN 53713 UNITED STATES; MR. FRIAR IS A LICENSED INSURANCE AGENT AND MAY RECOMMEND INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS. IDENTIFYING, QUOTING, SERVICING, AND PRODUCING LIFE INSURANCE ; 2007-08-24; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 5;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-22
S63 Uniform Securities Agent State Law Examination 2008-03-21
  • S65 Uniform Investment Adviser Law Examination
    2010-01-22
  • S63 Uniform Securities Agent State Law Examination
    2008-03-21
Designations
Other Names
  • John P Friar

View on SEC IAPD

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