Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-31
PA RA APPROVED 2019-11-20
TX RA APPROVED 2019-11-20
  • NY RA
    APPROVED
    Since 2023-03-31
  • PA RA
    APPROVED
    Since 2019-11-20
  • TX RA
    APPROVED
    Since 2019-11-20

Branch Locations

700 Highlander Blvd Ste 335, Arlington, TX 76015-4330 • United States

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

2201 N Central Expy Ste 178, Richardson, TX 75080 • United States

Forney, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 06/2010 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; National Life; 05/13/2022; Fixed Annuity / Security Benefit; 04/06/2022; / North American; 07/15/2022; . Business Ownership; Gregory C Parsons LLC; Regional Onboarding Support Team (ROST)Practice Management Consultant; Consulting; 273 Van Buren Dr, , Forney, TX, 75126; Investment-Related; 11/20/2019; 1 to 9 hours per month; 0 during trading hours / Lighting Brokers LLC; we offer name brand lighting fixtures at better than online prices, developing the business, organizing the business, hiring, operations, leadership; lighting distributor; 273 Van Buren Dr, , Forney, TX, 75126; Not Investment-Related; 03/01/2020; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; employee of legal entity; compensation received from an advisor owned entity established to manage the practice; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-15
  • S66 Uniform Combined State Law Examination
    2008-05-15
Other Names
  • Gregory C Parsons

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Arlington, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor