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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-31 |
| PA | RA | APPROVED | 2019-11-20 |
| TX | RA | APPROVED | 2019-11-20 |
Branch Locations
700 Highlander Blvd Ste 335, Arlington, TX 76015-4330 • United States
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
2201 N Central Expy Ste 178, Richardson, TX 75080 • United States
Forney, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Conshohocken | PA | 06/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Independent Insurance Brokering; National Life; 05/13/2022; Fixed Annuity / Security Benefit; 04/06/2022; / North American; 07/15/2022; . Business Ownership; Gregory C Parsons LLC; Regional Onboarding Support Team (ROST)Practice Management Consultant; Consulting; 273 Van Buren Dr, , Forney, TX, 75126; Investment-Related; 11/20/2019; 1 to 9 hours per month; 0 during trading hours / Lighting Brokers LLC; we offer name brand lighting fixtures at better than online prices, developing the business, organizing the business, hiring, operations, leadership; lighting distributor; 273 Van Buren Dr, , Forney, TX, 75126; Not Investment-Related; 03/01/2020; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; employee of legal entity; compensation received from an advisor owned entity established to manage the practice; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-15 |
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