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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2012-01-06 |
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
4324 Mapleshade Ln., Suite 263, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Plano | TX | 05/2007 | Present |
| Samson Resources Co. | Tulsa | OK | 05/2008 | 05/2017 |
| Royalties For Minerals | Richardson | TX | 12/2011 | Present |
| Transamerica Financial Advisors | Plano | TX | 01/2012 | Present |
| Fannie Mae | Addison | TX | 05/2012 | 03/2019 |
| Jeanette Marie Hilton (Landlord) | Richardson | TX | 11/2013 | Present |
| Netlaw Inc | Louisville | KY | 04/2019 | Present |
| Debtmerica | Santa Ana | CA | 12/2019 | 03/2022 |
| Hectic Hustle Inc | Sugar Land | TX | 01/2021 | Present |
| Wealthwave | Johns Creek | GA | 01/2016 | Present |
| Publishing.cOm | Austin | TX | 03/2023 | Present |
| Compliance Made Easy Dba Certifyos | Los Angeles | CA | 10/2024 | Present |
| Integrated Trust Systems | Scottsdale | AZ | 01/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Integrated Trust SystemsScottsdaleArizonaUnited StatesNoEstate Planning 01/2025PRESENT WealthWaveJohns CreekGeorgiaUnited StatesYesNone 01/2016PRESENT (1)NAME OF BUSINESS: ROYALTIES FOR MINERALS; INVESTMENT RELATED: NO; ADDRESS: RICHARDSON, TX; NATURE OF BUSINESS: OIL AND GAS EXPLORATION AND PRODUCTION; POSITION: ROYALTY RECEIPIENT FOR OIL/GAS PRODUCTION; START DATE: 12/2011; NO. OF HOURS/MONTH: 0; NO. OF HOURS DURING SECURITIES TRADING HOURS: 0; DUTIES: N/A; (2)JEANETTE MARIE HILTON (LANDLORD); NOT INVESTMENT-RELATED; 3503 EXCALIBUR CT, RICHARDSON, TX 75082; BUY RENTAL PROPERTY AND RENT IT OUT; LANDLORD; PROPERTY NOT RENTED AT TIME OF DISCLOSURE; MANAGE RENTING OF PROPERTY ALONG WITH MAINTAINING RENTAL AGREEMENTS, MAINTAIN RENTAL PROPERTY BY PERFORMING OR ORGANIZING CONTRACTORS TO DO REPAIRS AS REQUIRED. NETLAW, INC / emp dates: 0419 TO PRESENT/ INVESTMENT RELATED: NO /address: 12910 SHELBYVILLE RD SUITE 124 LOUISVILLE, KY 40243/ position: SALES AGENT/ nature of business: ESTATE PLANNING / hrs work monthly: 10/Sec trading hrs: 0/ duties: REFER MY WFG/TFA CLIENTS NEEDING ESTATE PLANNING SERVICES TO NETLAW AND RECEIVE MY COMMISSIONS FOR SELLING NETLAW ESTATE PLANS. PUBLISHING.COM POSITION: Business Owner & Publisher NATURE: Publishing Books INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2023 ADDRESS: 5900 Balcones Drive Ste 10763, Austin TX 78731, United States DESCRIPTION: Create audible, electronic, and printed books to publish for royalty income. Books will be published on various online platforms for sale and royalty payments. COMPLIANCE MADE EASY DBA CERTIFYOS POSITION: Operations Analyst Part Time NATURE: Provide credentialing, licensing, and enrollment for Health Providers INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2024 ADDRESS: 8939 South Sepulveda Blvd, Suite 102, Los Angeles CA 90045, United States DESCRIPTION: -- Complete applications for provider payor enrollment on behalf of CertifyOS customers-- Validate and authenticate information updated on the our payor enrollment platform and ensure 100% accuracy-- Attend team meetings, learn new workflows and inform the team on optimization & quality opportunities.-- Assist with other ad hoc projects as needed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-29 |
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