Philip David Poole

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-27
TX	RA	APPROVED_RES	2025-05-23

FL RA
APPROVED

Since 2025-05-27
TX RA
APPROVED_RES

Since 2025-05-23

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Boca Raton	FL	09/2015	05/2025
Morgan Stanley Private Bank, N.A.	New York	NY	11/2015	05/2025
Wells Fargo Clearing Services, Llc	Boca Raton	FL	05/2025	Present

09/2015 → 05/2025

Morgan Stanley Smith Barney Llc

Boca Raton, FL
11/2015 → 05/2025

Morgan Stanley Private Bank, N.A.

New York, NY
05/2025 → Present

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Previous Registrations

2015-10-02 → 2025-05-30

Morgan Stanley

Boca Raton, FL

Boca Raton, FL
2008-08-01 → 2015-10-06

Signator Investors, Inc.

Boca Raton, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-07-22
S63	Uniform Securities Agent State Law Examination	2008-06-10

S65 Uniform Investment Adviser Law Examination

2008-07-22
S63 Uniform Securities Agent State Law Examination

2008-06-10

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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