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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-25
  • TX RA
    APPROVED_RES
    Since 2017-08-25

Branch Locations

3700 N Capital Of Tx Hwy Suite 500, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2007 Present
Northwestern Mutual Investment Services, Llc Cleveland OH 01/2008 08/2017
Hondros College Independence OH 04/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Investment Services, Llc Austin TX 08/2017 Present
Other Businesses

1. OWNS ZIPPORAH EVANIA SERVICES, LLC. 485 CRESTMONT COURT APT K, COPLEY, OH 44321. NON-INVESTMENT RELATED. CREATED FOR BACK-END OFFICE EXPENSES, SOLE OWNER. 2. MUSIC ALBUM ON ITUNES, NON INVESTMENT-RELATED, CREATOR OF MUSIC ALBUM, START DECEMBER 2011, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. ADJUNCT PROFESSOR, THE AMERICAN COLLEGE, 270 S BRYN MAWR AVE, BRYN MAWR, , PENNSYLVANIA, 19010, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/19/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ADJUNCT PROFESSOR FOR CLASSES THE COLLEGE OFFERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-20
S63 Uniform Securities Agent State Law Examination 2008-05-17
  • S66 Uniform Combined State Law Examination
    2010-11-20
  • S63 Uniform Securities Agent State Law Examination
    2008-05-17
Other Names
  • Zipporah Bauman
  • Zipporah Groth
  • Zipporah Groth

View on SEC IAPD

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