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Alan D Paulson

Morgan Stanley

Salt Lake City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-02-21
TX RA APPROVED 2020-02-20
  • UT RA
    APPROVED
    Since 2020-02-21
  • TX RA
    APPROVED
    Since 2020-02-20

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 12/2007 02/2020
Bank Of America, N.A. Salt Lake City UT 04/2011 02/2020
Morgan Stanley Smith Barney Llc Salt Lake City UT 02/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2020 Present
  • 12/2007 → 02/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Salt Lake City, UT
  • 04/2011 → 02/2020
    Bank Of America, N.A.
    Salt Lake City, UT
  • 02/2020 → Present
    Morgan Stanley Smith Barney Llc
    Salt Lake City, UT
  • 04/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-04
  • S66 Uniform Combined State Law Examination
    2008-02-04

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
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