Alan D Paulson

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2020-02-21
TX	RA	APPROVED	2020-02-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salt Lake City	UT	12/2007	02/2020
Bank Of America, N.A.	Salt Lake City	UT	04/2011	02/2020
Morgan Stanley Smith Barney Llc	Salt Lake City	UT	02/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2020	Present

12/2007 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT
04/2011 → 02/2020

Bank Of America, N.A.

Salt Lake City, UT
02/2020 → Present

Morgan Stanley Smith Barney Llc

Salt Lake City, UT
04/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-04

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