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8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-23 |
Branch Locations
8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States
8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-27 |
Branch Locations
8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sheaff Brock Investment Advisors, Llc | Indianapolis | IN | 07/2014 | 03/2024 |
| Mindset Wealth Management, Llc | Indianapolis | IN | 03/2024 | Present |
| Mindset Asset Management, Llc | Indianapolis | IN | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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