Adam Gregory Frey

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2018
  Lpl Financial Llc
  San Antonio, TX
• 07/2012 → Present
  Independent Financial Partners
  San Antonio, TX
• 05/2019 → Present
  Ifp Securities, Llc
  San Antonio, TX

Previous Registrations

• 2009-03-24 → 2014-05-01
  Lpl Financial Llc
  Shavano Park, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

(1) 3/25/2009: NON-VARIABLE INSURANCE - ADAM FREY - INV REL - At Reported Business Location(s) - OUTSIDE NON-VARIABLE INSURANCE TO BE APPOINTED DIRECTLY WITH GENERAL AGENCIES. - 20% OF TIME (2) 3/26/2013: OTHER-FARM - FREY RANCH - NOT INV REL - At Reported Business Location(s) - OWNER OF A RANCH ON WHICH I SELL LEASES AND GUIDED HUNTS FOR DEER, DOVE, QUAIL, AND JAVELINA. - TIME SPENT 5%. (3) 4/1/2013 - Partners Wealth Management - INV REL - AT REPORTED LOCATION - DBA (4) 06/13/2014 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - RENTAL PROPERTY AT 2535 TURKEY OAK ST. SAN ANTONIO, TX 78232 - Start 06/01/2014 - 1 Hr/Mo; 0 Hours During Securities Trading (5) 03/23/2016: ExMet Partners, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2014 - Advisor Services including Office Space, Copy Machine, Staff, etc. - 4 HR/MO; 0 HRS DURING SECS TRDG HRS. (6) 07/06/2016: Exmet Real Estate, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - Start 08/01/2016 - 4079 DeZavala Rd. San Antonio, TX 78249 - Entity will serve as General Partner for the Real Estate firm owning an office building for conducting our financial services practice, Exmet Partners, LLC - 1 Hr/Mo; 1 Hours During Securities Trading (7) 07/19/2016: 4079 DeZavala, L.P. - Business Entity For Tax/Investment Purposes Only - INV REL - 4079 DeZavala Rd., San Antonio, TX 78249 - Start 08/01/2016 - Entity will serve as Real Estate firm owning an office building for conducting our Financial Services Practice, ExMet Partners, LLC. - 5 Hr/Mo; 0 Hours During Securities Trading (8) 11/27/2017 - First Financial Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - start date 10/30/2017 - 4 hours per month/2 hours during securities trading. (9) Beneficiary of Trust and Estate; not investment related; 2242 Estate Gate Dr, San Antonio, TX 78260; Successor Trustee, Executor and Power of Attorney for the Trust and Estate; 0 hrs/mo. (10) Successor Executor and Successor Power of Attorney Imogene B. Grieling Estate; investment related; 2242 Estate Gate Dr, San Antonio, TX 78260; In the even my father passes away, I would then act in a capacity of Executor and Power of Attorney for the Estate; 3 hrs/mo for update on financial status. (11) Successor Trustee of Elderly Aunt's Living Trust; investment related; 2242 Estate Gate Dr, San Antonio, TX 78260; Estate services; 3 hrs/mo for update on her condition. (12) 4/21/2021 Llano Commendery; Treasurer of Non Profit Fraternal Organization, 830 Fort Street, Llano, TX 78643, Not Investment Related, 1 hr/mo, 0 hr/mo during trading hours. (13) 3/30/2021 AHF Radler, LLC, 406 E. Lockhart, Alpine, TX 79830, investment Related, Owner, Real Estate Investment and Rental, Management of Real Estate for purposes of rental and investment 1 hr/mo, 1 hr/mo during trading hours. (14) 05/01/2022 - Bexar County Republican Party - Not Investment Related - 10300 Heritage Blvd, Suite 240, San Antonio, TX 78216 - Precinct Chair for 2022 elections for local precinct - 1 hr/mo, 0 hr/mo during trading hours. (15) 10/21/2024 - AHF Radler Land and Cattle LLC - not investment related - 2242 Estate Gate Drive - Real Estate Investment - Owner - start date Oct. 23, 2024 - 1 hour/month - Manage and maintain raw land and cattle operation investment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-20
• S63 Uniform Securities Agent State Law Examination
  2007-12-10

Designations

• Certified Financial Planner