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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
AZ RA APPROVED 2008-05-19
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • AZ RA
    APPROVED
    Since 2008-05-19

Branch Locations

2329 N Tucson Boulevard, Tucson, AZ 85716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2008 Present
Frey Financial Tucson AZ 04/2008 Present
Previous Registrations
  • 2008-04-15 → 2008-04-18
    Morgan Stanley & Co. Llc
    Tucson, AZ
Other Businesses

1. Fixed insurance sales, as of 03/14/2011, 2% of time spent during business hours, conducted at branch location, investment related. 2. Owner, Christina Frey, PLLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Tucson, AZ 85716, as of 01/06/2025; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-14
S63 Uniform Securities Agent State Law Examination 2008-03-15
  • S66 Uniform Combined State Law Examination
    2008-04-14
  • S63 Uniform Securities Agent State Law Examination
    2008-03-15

View on SEC IAPD

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