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100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-07-08 |
Branch Locations
100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States
9802 Nicholas Street Suite 105, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Physicians Thrive, Llc | Omaha | NE | 01/2009 | Present |
| Financial Gravity Business, Inc. | Omaha | NE | 04/2018 | 10/2019 |
| Doc Nation, Llc | Fort Lauderdale | FL | 07/2022 | Present |
| Curednation | Ruidoso | NM | 03/2022 | Present |
| Thrive Relo | Omaha | NE | 12/2021 | Present |
| United States Navy Reserve | Omaha | NE | 06/2021 | Present |
| Larson Financial Group, Llc | Saint Louis | MO | 09/2022 | Present |
Name of the other business: Doc Nation, LLC Investment-related: N Address of the other business: 1619 Bayview Drive, Fort Lauderdale, FL 33305 Nature of the other business: Professional services for doctors Position: Partner Start date of your relationship: July 22, 2022 Approximate number of hours/month you devote to the other business: 6 Number of hours you devote to the other business during securities trading hours: 3 Briefly describe your duties: Advocate for doctors so they can take back control of their lives, be treated fairly in the workplace and avoid burnout Name of the other business: Curednation Investment-related: N Address of the other business: 107 High Loop Road, Ruidoso, NM 88345 Nature of the other business: Addiction rehabilitation services Position: Partner Start date of your relationship: March 29, 2022 Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Marketing and business development Name of the other business: Thrive Relo, LLC Investment-related: N Address of the other business: 17838 Burke Street, Suite 102, Omaha, NE 68118 Nature of the other business: Relocation services for doctors Position: Partner Start date of your relationship: December 6, 2021 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties: Marketing and business development Name of the other business: Physicians Thrive, LLC Investment-related: No Address of the other business: 11235 Davenport Street, Suite 113, Omaha, NE 68154 Nature of the other business: Contract and business consulting, disability and life insurance brokerage Position: Partner Start date of your relationship: January 1, 2009 Approximate number of hours/month you devote to the other business: 20 Number of hours you devote to the other business during securities trading hours: 10 Briefly describe your duties: Founder and Partner Name of the other business: Navy Reserve Start date of your relationship: June 9, 2021 Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 0 Name of the other business: NL Holdings, LLC Start date of your relationship: November 15, 2021 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-13 |
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