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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-11 |
| KS | RA | APPROVED | 2012-03-20 |
Branch Locations
7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States
11101 Switzer Rd, Suite 130, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prestwood Financial Group | Leawood | KS | 10/2011 | 05/2022 |
| Voya Financial Advisors | Leawood | KS | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5251 W 116th Place Suite 200; Leawood; KS; 66211; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/1/2007; 5; 2; SALE OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-05 |
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