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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
KS RA APPROVED 2012-03-20
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • KS RA
    APPROVED
    Since 2012-03-20

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

11101 Switzer Rd, Suite 130, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prestwood Financial Group Leawood KS 10/2011 05/2022
Voya Financial Advisors Leawood KS 09/2014 Present
  • 10/2011 → 05/2022
    Prestwood Financial Group
    Leawood, KS
  • 09/2014 → Present
    Voya Financial Advisors
    Leawood, KS
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5251 W 116th Place Suite 200; Leawood; KS; 66211; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/1/2007; 5; 2; SALE OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-21
S63 Uniform Securities Agent State Law Examination 2008-02-05
  • S65 Uniform Investment Adviser Law Examination
    2012-02-21
  • S63 Uniform Securities Agent State Law Examination
    2008-02-05
Other Names
  • Sheri Lynn Peters
  • Sheri Lynn Thomas
  • Sheri Birdsell

View on SEC IAPD

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