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Waukee, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services | West Des Moines | IA | 08/2014 | 10/2018 |
| Cambridge | West Des Moines | IA | 10/2018 | 03/2019 |
| Integrity Wealth Management Llc | Waukee | IA | 03/2019 | Present |
1.INDEPENDENT INSURANCE AGENT, 140 S 68TH ST STE 1100, WEST DES MOINES, IA, 4/2006 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/WK - 8/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-18 |
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