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Peter William Brock

Integrity Alliance, LLC.

Urbandale, IA

Johnston, IA

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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-04-20
TX RA APPROVED 2018-04-20
  • IA RA
    APPROVED
    Since 2018-04-20
  • TX RA
    APPROVED
    Since 2018-04-20

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Johnston, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation West Des Moines IA 02/2011 04/2018
Brock Financial Services West Des Moines IA 03/2011 Present
Benefit Source Inc West Des Moines IA 03/2011 Present
Integrity Alliance, Llc West Des Moines IA 04/2018 Present
  • 02/2011 → 04/2018
    Princor Financial Services Corporation
    West Des Moines, IA
  • 03/2011 → Present
    Brock Financial Services
    West Des Moines, IA
  • 03/2011 → Present
    Benefit Source Inc
    West Des Moines, IA
  • 04/2018 → Present
    Integrity Alliance, Llc
    West Des Moines, IA
Previous Registrations
Other Businesses

Brock Financial Services; Fixed insurance, LIFE, HEALTH, LONG TERM CARE, DISABILITY, 10/6/15; 4000 Westown Parkway STE 110 WDM IA 50266; 80 hrs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-10
S63 Uniform Securities Agent State Law Examination 2009-04-20
  • S65 Uniform Investment Adviser Law Examination
    2017-04-10
  • S63 Uniform Securities Agent State Law Examination
    2009-04-20

View on SEC IAPD

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