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Integrity Alliance, LLC. CRD 139627
$5.41B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-04-20 |
| TX | RA | APPROVED | 2018-04-20 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
Johnston, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | West Des Moines | IA | 02/2011 | 04/2018 |
| Brock Financial Services | West Des Moines | IA | 03/2011 | Present |
| Benefit Source Inc | West Des Moines | IA | 03/2011 | Present |
| Integrity Alliance, Llc | West Des Moines | IA | 04/2018 | Present |
Brock Financial Services; Fixed insurance, LIFE, HEALTH, LONG TERM CARE, DISABILITY, 10/6/15; 4000 Westown Parkway STE 110 WDM IA 50266; 80 hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-20 |
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