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Shiela D Doucet

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

St. Louis, MO

Lake Charles , LA

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-19
TX RA APPROVED 2024-12-12
  • LA RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED
    Since 2024-12-12

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

1403 W Prien Lake Rd, Lake Charles , LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 10/2009 03/2020
Ameriprise Financial Services, Inc. Lake Charles LA 10/2009 03/2020
Ameriprise Financial Services, Llc Lake Charles LA 03/2020 12/2024
Benjamin F. Edwards Lake Charles LA 12/2024 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    New Orleans, LA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Charles, LA
  • 03/2020 → 12/2024
    Ameriprise Financial Services, Llc
    Lake Charles, LA
  • 12/2024 → Present
    Benjamin F. Edwards
    Lake Charles, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-20
S63 Uniform Securities Agent State Law Examination 2013-04-22
  • S65 Uniform Investment Adviser Law Examination
    2013-08-20
  • S63 Uniform Securities Agent State Law Examination
    2013-04-22
Other Names
  • Shiela D Doucet

View on SEC IAPD

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