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Katherine Diane O'COnnor

Edward Jones

St. Louis, MO

Ladue, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-08-02
  • MO RA
    APPROVED
    Since 2011-08-02

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Ladue, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 07/2011 Present
Previous Registrations
  • 2009-11-13 → 2011-04-04
    St Charles, MO
    Brentwood, MO
  • 2009-10-21 → 2009-11-13
    Natcity Investments, Inc.
    St Louis, MO
  • 2009-06-01 → 2009-10-14
    Chesterfield, MO
  • 2008-10-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Other Names
  • Katie Diane Benne
  • Katherine D Benne
  • Katherine Benne
  • Katherine Diane Benne

View on SEC IAPD

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