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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
TX RA APPROVED 2025-11-05
  • FL RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-21
TX RA APPROVED 2021-01-15
  • FL RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Aventura FL 06/2009 01/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2021
Rockefeller Financial Llc Boca Raton FL 01/2021 08/2025
Rockefeller Financial Llc Fort Lauderdale FL 09/2025 Present
Rockefeller Capital Management Fort Lauderdale FL 11/2025 Present
Previous Registrations
  • 2009-06-01 → 2021-01-20
    Aventura, FL
    Aventura, FL
  • 2009-01-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2008-01-14 → 2009-01-27
    Hallandale Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-09
  • S66 Uniform Combined State Law Examination
    2008-01-09
Other Names
  • Kyle B Faro

View on SEC IAPD

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