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Timothy James Neuenschwander

Neuenschwander Asset Management, LLC

Mcfarland, WI

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Current Employers
Neuenschwander Asset Management, Llc

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-03-28
TX RA APPROVED_RES 2023-03-27
  • WI RA
    APPROVED
    Since 2023-03-28
  • TX RA
    APPROVED_RES
    Since 2023-03-27

Branch Locations

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuenschwander Asset Management, Llc Mcfarland WI 06/2007 Present
Previous Registrations
Other Businesses

TJN Properties, LLC, McFarland, WI, Managing Member of Residential Real Estate, Not Investment Related, Start date 04/2017, approx 5 hours per month, 0 during securities trading hours, Passive rental real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-12
  • S65 Uniform Investment Adviser Law Examination
    2007-11-12
Designations

View on SEC IAPD

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