David Andrew Cappozzo

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-21
WI	RA	APPROVED	2008-02-11

TX RA
APPROVED_RES

Since 2014-08-21
WI RA
APPROVED

Since 2008-02-11

Branch Locations

4721 Farwell St Suite A, Mcfarland, WI 53558-9486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	12/2007	Present

12/2007 → Present

Edward Jones

St. Louis, MO

Other Businesses

Station 955 Type of business: Real Estate Cottage Grove, WI Start date: 1/1/2025 None Hours per week: 0 Hours during trading: 0 None

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-08

S66 Uniform Combined State Law Examination

2008-02-08

Other Names

David A Cappozzo

View on SEC IAPD

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LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

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Other Investors

Joseph Thomas Mueting

Mitchell Jordan

Amanda L Calabrese

ROY ERNEST NEUENSCHWANDER

JAMES VINCENT MURPHY

TIMOTHY JAMES NEUENSCHWANDER

Tyler James Wedel

DALE RAYMOND MEYER

Other Offices

EDWARD JONES · MCFARLAND, WI

NEUENSCHWANDER ASSET MANAGEMENT, LLC · MCFARLAND, WI

EDWARD JONES · MCFARLAND, WI

COORDINATED CAPITAL SECURITIES, INC. · MONONA, WI

MERCER GLOBAL ADVISORS INC. · Madison, WI

MADISON PARTNERS · MADISON, WI

401K INVESTMENT PROFESSIONALS · Madison, WI

LPL FINANCIAL LLC · MONONA, WI

More in Mcfarland, WI

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