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Assetmark, Inc. CRD 109018
$91.8B regulatory AUM 220,268 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-22 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
3200 N. Central Avenue 7Th Floor, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2011 | 04/2017 |
| Unemployed | Surprise | AZ | 05/2017 | 07/2017 |
| Usaa Financial Advisor Inc | Phoenix | AZ | 08/2017 | 06/2019 |
| Usaa Financial Planning Services | Phoenix | AZ | 08/2017 | 06/2019 |
| Usaa Investment Management Company | Phoenix | AZ | 01/2018 | 06/2019 |
| Northern Trust Company | Tempe | AZ | 07/2019 | 02/2020 |
| Assetmark Financial Holdings, Inc. | Litchfield Park | AZ | 03/2020 | 11/2024 |
| Assetmark Brokerage, Llc | Litchfield Park | AZ | 03/2020 | 11/2024 |
| Assetmark Brokerage, Llc | Phoenix | AZ | 12/2024 | Present |
| Assetmark Financial Holdings, Inc | Phoenix | AZ | 12/2024 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED -EMPLOYMENT START DATE 12/2024 - 160 HRS / MONTHLY - ADVISOR RELATIONS SPECIALIST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
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