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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2017-03-25
  • MS RA
    APPROVED
    Since 2017-03-25

Branch Locations

26241 West Main St, West Point, MS 39773-2749 • United States

Columbus, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Columbus MS 06/2011 03/2017
Mml Investors Services, Llc West Point MS 03/2017 Present
Massmutual Life Insurance Co West Point MS 07/2016 Present
  • 06/2011 → 03/2017
    Metlife Securities, Inc.
    Columbus, MS
  • 03/2017 → Present
    West Point, MS
  • 07/2016 → Present
    Massmutual Life Insurance Co
    West Point, MS
Previous Registrations
  • 2011-08-19 → 2017-03-25
    Msi Financial Services, Inc.
    Columbus, MS
    West Point, MS
    West Point, MS
  • 2010-08-10 → 2011-06-10
    Indianapolis, IN
    Indianapolis, IN
  • 2008-01-23 → 2010-08-04
    Indianapolis, IN
    Indianapolis, IN
    St Louis, MO
Other Businesses

(1)NAME: REBECCA L MAURER INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: COLLECTING RENEWAL COMMISSIONS FOR THE FOLLOWING REMAINING PRODUCTS: MEDICARE, LIFE, & DENTAL POLICIES. POSITION: SALES START: 08/2010 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2)NAME: NABORS & HARDIN WEALTH MANAGEMENT, PLLC INV REL: Y ADDR: 26241 W MAIN STREET, THIRD FLOOR WEST POINT MS 39773 NATURE: PERSONAL ASSISTANT POSITION: PERSONAL ASSISTANT TO MEMBERS START: 10/02/2017 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2008-01-17
Other Names
  • Becky Maurer
  • Rebecca Lynn Kersh
  • Becky Kersh

View on SEC IAPD

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