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2980 North Frontage Road, Columbus, MS 39701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-28 |
| MS | RA | APPROVED | 2023-01-18 |
Branch Locations
2980 North Frontage Road, Columbus, MS 39701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Concepts | Columbus | MS | 05/2012 | 09/2020 |
| National Planning Corporation | Columbus | MS | 04/2015 | 11/2017 |
| Financial Concepts | Columbus | MS | 09/2020 | Present |
UNITED WAY OF LOWNDES COUNTY, 501 7TH ST N #5 COLUMBUS MS 39701, BOARD PRESIDENT, 3/25/2015, 2 HOURS TOTAL, 1 DURING TRADING HOURS, NON-PROFIT.--- GIRAFFES INC, 2980 North Frontage Road COLUMBUS MS 39701-4709, FINANCIAL ADVISOR, 1/15/2015, 160 HOURS TOTAL, 160 DURING TRADING HOURS, IAR.--- GIRAFFES INC DBA FINANCIAL CONCEPTS, 2980 North Frontage Road COLUMBUS MS 39701-4709, RIA, 1/15/2015, 160 HOURS TOTAL, 160 DURING TRADING HOURS, IAR.--- 8692 Holdings, LLC, 5507 Old West Point Road Columbus MS 39701, Real Estate (Rental Property), Non-investment related, Member, 10/21/2016, 1 hours total, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-29 |
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