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David Jonathan Douglas

Ernst & Young Investment Advisers LLP

Tampa, FL

CRD 4153185

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Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-01-13
  • FL RA
    APPROVED
    Since 2011-01-13

Branch Locations

401 East Jackson Street Suite 1200, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Llp Tampa FL 10/2010 Present
  • 10/2010 → Present
    Ernst & Young Llp
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-17
  • S65 Uniform Investment Adviser Law Examination
    2003-11-17
Other Names
  • David Jonathan Dick

View on SEC IAPD

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