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11A Derby Square, Salem, MA 01970 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED_RES | 2025-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Salem | MA | 09/2012 | Present |
| Flagship Harbor Advisors, Llc | Salem | MA | 09/2012 | Present |
| Rothwell Investment Advisors, Llc | Salem | MA | 06/2025 | Present |
1. 07/30/2012: Maitland Music - Other - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Rent violins. 2. 07/30/2012: Maitland Tennis - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Teaching pro. Market tennis products. 3. 09/04/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - 5% Time Spent - Fixed insurance and fixed annuities. 4. 12/12/2016: Maitland Music & Tennis - No Investment Related - Old Town Hall, Salem, MA - Other-Business Owner - Start 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/14/2017: No Business Name - Not Investment Related - Salem Senior Center, 5 Broad ST, Salem, MA 01970 - Other-Music Activity - Started 09/19/2017 - 1 Hour Per Month During Securities Trading - Instructing group music. 6. 8/28/2019 - No Business Name - Investment Related - Salem, MA - Real Estate Rental - Started 08/22/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 2/7/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 12/17/2012 - 1 Hours Per Month During Securities Trading. 8. 03/14/2022 - No Business Name -Not Investment Related - 32 Derby Square, Salem Ma. 01970 - Other - Family Music Leader - Organizer of a music activity - Start Date - 05/07/2022 - 8 Hours Per Month/0 Hours During Securities Trading 9. 07/21/2023 - Pickleball EZ2play & FUN4ALL - Not Investment Related - Salem, MA & Aguadilla, PR - Other - Coach - Certified Pickleball Pro - Start Date 06/04/2023 - 20 Hours Per Month/ 0 Hours During Trading 10. 07/22/2025 - Rothwell Investment Advisors - Not Investment Related - Other - LLC - At Reported Business Location(s) - Start Date:06/10/2025 - 4 Hrs/Mth - 0 Hrs During Trading. 11.10/08/2025- Rothwell Investment Advisors- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 10 Hours Per Month- 4 Hours During Trading- I provide investment advisory services through Rothwell Investment Advisors, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-02 |
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