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Barbara Jean Maitland

Rothwell Investment Advisors

Salem, MA

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Current Employers
Rothwell Investment Advisors

11A Derby Square, Salem, MA 01970 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-02
TX RA APPROVED_RES 2025-07-29
  • MA RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED_RES
    Since 2025-07-29

Branch Locations

11A Derby Square, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salem MA 09/2012 Present
Flagship Harbor Advisors, Llc Salem MA 09/2012 Present
Rothwell Investment Advisors, Llc Salem MA 06/2025 Present
  • 09/2012 → Present
    Lpl Financial Llc
    Salem, MA
  • 09/2012 → Present
    Salem, MA
  • 06/2025 → Present
    Rothwell Investment Advisors, Llc
    Salem, MA
Previous Registrations
Other Businesses

1. 07/30/2012: Maitland Music - Other - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Rent violins. 2. 07/30/2012: Maitland Tennis - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent - Teaching pro. Market tennis products. 3. 09/04/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - 5% Time Spent - Fixed insurance and fixed annuities. 4. 12/12/2016: Maitland Music & Tennis - No Investment Related - Old Town Hall, Salem, MA - Other-Business Owner - Start 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/14/2017: No Business Name - Not Investment Related - Salem Senior Center, 5 Broad ST, Salem, MA 01970 - Other-Music Activity - Started 09/19/2017 - 1 Hour Per Month During Securities Trading - Instructing group music. 6. 8/28/2019 - No Business Name - Investment Related - Salem, MA - Real Estate Rental - Started 08/22/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 2/7/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 12/17/2012 - 1 Hours Per Month During Securities Trading. 8. 03/14/2022 - No Business Name -Not Investment Related - 32 Derby Square, Salem Ma. 01970 - Other - Family Music Leader - Organizer of a music activity - Start Date - 05/07/2022 - 8 Hours Per Month/0 Hours During Securities Trading 9. 07/21/2023 - Pickleball EZ2play & FUN4ALL - Not Investment Related - Salem, MA & Aguadilla, PR - Other - Coach - Certified Pickleball Pro - Start Date 06/04/2023 - 20 Hours Per Month/ 0 Hours During Trading 10. 07/22/2025 - Rothwell Investment Advisors - Not Investment Related - Other - LLC - At Reported Business Location(s) - Start Date:06/10/2025 - 4 Hrs/Mth - 0 Hrs During Trading. 11.10/08/2025- Rothwell Investment Advisors- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 10 Hours Per Month- 4 Hours During Trading- I provide investment advisory services through Rothwell Investment Advisors, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-02
  • S66 Uniform Combined State Law Examination
    2008-04-02
Other Names
  • Barbara Jean Trifiro
  • Barbara Maitland

View on SEC IAPD

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