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Thomas A Harmon

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-18
  • FL RA
    APPROVED
    Since 2020-12-18

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St. Petersburg FL 01/2016 12/2020
Raymond James Financial Services St. Petersburg FL 12/2020 Present
Raymond James Financial Services Advisors, Inc St Petersburg FL 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-01
  • S66 Uniform Combined State Law Examination
    2009-07-01
Other Names
  • Thomas A Harmon
  • Thomas Andrew Harmon

View on SEC IAPD

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