Naima Uzair Khan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 02/2007 → 10/2021
  Schwan Financial Group
  Aberdeen, SD
• 10/2021 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 01/2025 → Present
  Vanguard Advisors, Inc.
  Scottsdale, AZ
• 02/2014 → Present
  Zainy Llc
  Glendale, AZ

Other Businesses

NAME OF BUSINESS: ZAINY LLC INVESTMENT-RELATED ADDRESS: GLENDALE, AZ NATURE OF BUSINESS: RENTAL PROPERTY POSITION: LANDLORD/OWNER START DATE: 02/2014 APPROXIMATE HOURS/MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: SANGAM LLC INVESTMENT-RELATED ADDRESS: ABERDEEN, SD NATURE OF BUSINESS: RENTAL LIMITED PARTNERSHIP POSITION: PARTNERSHIP INTEREST START DATE: 06/2008 APPROXIMATE HOURS/MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: N/A

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-12-13

Designations

• Certified Financial Planner

Other Names

• Naima Uzair