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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-07-11 |
Branch Locations
8320 42Nd Ave N, New Hope, MN 55427 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Minneapolis | MN | 08/2007 | 06/2022 |
| Wells Fargo Advisors Llc | Minneapolis | MN | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 06/2022 |
| Wells Fargo Clearing Services, Llc | New Hope | MN | 06/2023 | Present |
| Wells Fargo Bank, Na | New Hope | MN | 06/2023 | Present |
| Bmo | Edina | MN | 07/2022 | 06/2023 |
ASHDEVI,LLC DBA LUXEFAIRY, NOT INV RELATED, MINNEAPOLIS,MN, 100% OWNERSHIP WITH SPOUSE, START 10/23/2019, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEW ONLINE PRODUCTS AND SHIP ORDERS OF JEWELRY AND WOMEN'S ACCESSORIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-06 |
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