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240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2015-05-08 |
Branch Locations
240 Forest Avenue Suite 101, Chattanooga, TN 37405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone Bridge Asset Management, Llc | Chattanooga | TN | 04/2015 | Present |
As of August 2015, Tom has been a Partner with Stone Bridge Capital Group, LLC located at 240 Forest Avenue, Suite 101, Chattanooga, TN 37405. Stone Bridge Capital Group,LLC serves as the general partner of the Stone Bridge Opportunities Fund, L.P. This is an investment-related activity. Tom spends less than 10% of his time on this activity during business hours or otherwise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-19 |
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