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Derek V Pinelli

Wells Fargo Advisors Financial Network, LLC

Newburgh, NY

Rochester, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
NJ RA APPROVED 2016-06-03
TX RA APPROVED 2016-06-03
  • NY RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2016-06-03
  • TX RA
    APPROVED
    Since 2016-06-03

Branch Locations

500 Stony Brook Ct Suite 1 [Satellite], Newburgh, NY 12550 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Newburgh NY 06/2016 Present
Previous Registrations
  • 2012-05-18 → 2016-06-15
    Lpl Financial Llc
    Pleasant Valley, NY
    Hyde Park, NY
    Kingston, NY
    Wappingers Falls, NY
    Highland Falls, NY
    Middletown, NY
    Poughkeepsie, NY
    Hopewell Junction, NY
    Vails Gate, NY
    Vails Gate, NY
    Lockport, NY
    New Windsor, NY
    Middletown, NY
  • 2011-07-12 → 2012-05-15
    Hsbc Securities (Usa) Inc.
    Hopewell Junction, NY
    Wappingers Falls, NY
    Vails Gate, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-11
S63 Uniform Securities Agent State Law Examination 2009-07-10
  • S66 Uniform Combined State Law Examination
    2011-07-11
  • S63 Uniform Securities Agent State Law Examination
    2009-07-10

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
J.P. MORGAN SECURITIES LLC
ALLSTATE FINANCIAL ADVISORS, LLC
B. RILEY WEALTH ADVISORS, INC.
EAGLE STRATEGIES LLC
SPIRE WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.

Other Investors

SCOTT CHARLES MORROW
LAWRENCE SCOTT VANDEMARK
Vincent Thomas Coscette
Joseph Theodore Mecenas
Hayden Bell
Augusto Pasquale La Torre
Charles L Blue
KENNETH GARY COPANS

Other Offices

LPL FINANCIAL LLC · NEWBURGH, NY
LPL FINANCIAL LLC · NEWBURGH, NY
MML INVESTORS SERVICES, LLC · Newburgh, NY
J.P. MORGAN SECURITIES LLC · NEWBURGH, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Newburgh, NY
B. RILEY WEALTH ADVISORS, INC. · NEW WINDSOR, NY
EAGLE STRATEGIES LLC · NEW WINDSOR, NY
SPIRE WEALTH MANAGEMENT, LLC · NEWBURGH, NY

More in Newburgh, NY

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