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Todd G Fannin

J.P. Morgan Securities LLC

Louisville, KY

CRD 5451298

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-03
KY RA APPROVED 2017-07-12
OH RA APPROVED 2012-10-01
WV RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-11-03
  • KY RA
    APPROVED
    Since 2017-07-12
  • OH RA
    APPROVED
    Since 2012-10-01
  • WV RA
    APPROVED
    Since 2012-10-01

Branch Locations

12016 Shelbyville Rd, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington WV 06/2011 06/2017
Jpmorgan Chase Bank, N.A. Huntington WV 06/2011 06/2017
J.P. Morgan Securities Llc Louisville KY 07/2017 Present
Fannin Holdings Llc Proctorville OH 03/2014 12/2017
Jpmorgan Chase Bank, N.A. Louisville KY 07/2017 Present
  • 06/2011 → 06/2017
    J.P. Morgan Securities Llc
    Huntington, WV
  • 06/2011 → 06/2017
    Jpmorgan Chase Bank, N.A.
    Huntington, WV
  • 07/2017 → Present
    J.P. Morgan Securities Llc
    Louisville, KY
  • 03/2014 → 12/2017
    Fannin Holdings Llc
    Proctorville, OH
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2008-03-20

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
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