Judith A Ritchie

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2023 → 04/2025
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2023 → 04/2025
  Cetera Financial Specialists Llc
  Schaumberg, IL
• 11/2025 → Present
  Cetera Investment Advisers Llc
  Schaumberg, IL

Other Businesses

NAME OF OTHER BUSINESS: OPTAVIA; INVESTMENT RELATED: NO; ADDRESS: HIGHLANDS RANCH, CO; NATURE OF BUSINESS: HEALTH TRANSFORMATION PROGRAM - WEIGHT LOSS PROGRAM; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: HEALTH COACH; APX NUMBER OF HOURS PER WEEK: 2-3; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3; BRIEF DESCRIPTION OF DUTIES: PROVIDE COACHING TO CLIENTS ON PROGRAM AND USING PRODUCTS AND PROGRAM;

Exams

• S66 Uniform Combined State Law Examination
  2025-11-07

Other Names

• Judie Ritchie
• Judith Ann Ritchie