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Raul Felix Ferrao Robles

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Miami Beach, FL

CRD 5448833

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-13
  • FL RA
    APPROVED
    Since 2021-10-13

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

1614 Alton Rd Ste 107, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Aventura FL 08/2014 10/2018
Pnc Bank Aventura FL 08/2014 10/2018
Hsbc Bank Usa National Association Surfside FL 11/2018 04/2020
Hsbc Securities Usa Inc Surfside FL 11/2018 04/2020
Wells Fargo Bank, Na Miami Beach FL 04/2020 Present
Wells Fargo Clearing Services, Llc Miami Beach FL 04/2020 Present
  • 08/2014 → 10/2018
    Pnc Investments
    Aventura, FL
  • 08/2014 → 10/2018
    Pnc Bank
    Aventura, FL
  • 11/2018 → 04/2020
    Hsbc Bank Usa National Association
    Surfside, FL
  • 11/2018 → 04/2020
    Hsbc Securities Usa Inc
    Surfside, FL
  • 04/2020 → Present
    Wells Fargo Bank, Na
    Miami Beach, FL
  • 04/2020 → Present
    Wells Fargo Clearing Services, Llc
    Miami Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17
Other Names
  • Raul Ferrao
  • Raul Felix Ferrao
  • Raul Felix Ferrao Robles

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL

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