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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-25 |
Branch Locations
139 South Central Ave, Landis, NC 28088 • United States
606 South Main Street, Kannapolis, NC 28081 • United States
500 Gilead Road, Huntersville, NC 28078 • United States
981 Concord Pkwy South, Concord, NC 28027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Concord | NC | 02/2011 | 11/2016 |
| Fifth Third Securities | Concord | NC | 10/2011 | 01/2017 |
| Fifth Third Bank | Concord | NC | 02/2011 | 01/2021 |
| Fifth Third Securities | Concord | NC | 07/2018 | 01/2021 |
| Wcm | Charlotte | NC | 02/2021 | 04/2022 |
| Fifth Third Bank | Cornelius | NC | 04/2022 | Present |
| Fifth Third Securities | Cornelius | NC | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-18 |
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