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708 Mclain Road, Kannapolis, NC 28083 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-31 |
| PA | RA | APPROVED | 2012-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synergy Investment Group, Llc | Charlotte | NC | 05/2005 | Present |
| Arriba Investment & Exchange Inc | Gibsonia | PA | 01/2009 | Present |
| Stonex Securities Inc | Warrendale | PA | 02/2012 | Present |
1- ARRIBA INVESTMENT & EXCHANGE CORP; NOT INVESTMENT RELATED; 130 BUCKWHEAT DR. GIBSONIA, PA. 15044; TAX PURPOSED; PRESIDENT; 1/29/2009; 1 HOUR PER MONTH DURING SEC TRADING HOURS; PAY OPERATING EXPENSES RELATED TO MY BROKERAGE SALES. 2-SYNERGY INSURANCE GROUP, INC. YES INVESTMENT RELATED; 225 Northgate Dr Warrendale, PA 15086; INSURANCE; INSURANCE AGENT; 5/1/2005; 40 HOURS PER MONTH; 2 HOURS DURING SEC TRADING; INSURANCE PRODUCT SALES. 3-RIGHT NOW PROPERTIES INC 225 Northgate Dr Warrendale, PA 15086 Nature of Business: Buy, Repair, Sell and Rent real estate Investment Related: Non-Investment Related Title: President Duties: Find property, negotiate, close, finance, repair , rent and sell real estate. Start Date: 8/27/2012 Hours Devoted to Business: 8 Hours Devoted to Business during Market Hours: 1/month 4-SALEM UNITED METHODIST CHURCH; 350 MANOR ROAD, WORFORD, PA. 15090; MEMBER OF THE FINANCIAL ENDOWMENT COMMITTEE; START DATE 10/25/2011; NOT INVESTMENT RELATED; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRANDING HOURS; ATTEND MEETINGS WITH OTHERS ON THE COMMITTEE. DISCUSS AND VOTE ON FINANCIAL MATTERS. MAKE RECOMMENDATIONS, HELP WITH FUNDRAISING, VOTE ON SPENDING DECISIONS. 5-SYNERGY INVESTMENT GROUP, LLC 225 Northgate Dr Warrendale, PA 15086 INVESTMENT RELATED, NATURE OF BUSINESS, INVESTMENT ADVISORY, POSITION IA REP, START DATE 05/2005, APPX 100 HOURS PER MONTH, 5-6 HOURS PER DAY DURING SECURITIES TRADING HOURS, DESCRIPTION, INVESTMENT ADVISORY SERVICES, MONITOR CLIENT ACCOUNTS, REVIEW INSURANCE POLICIES, ESTATE PLANNING, BUSINESS CONSULTING, FINANCIAL PLANNING. 6-ARRIBA INVESTMENT MANAGEMENT D/B/A; YES INVESTMENT RELATED; 225 Northgate Dr Warrendale, PA 15086 D/B/A; PRESIDENT AND OWNER; 07/11/2014; 160 HOURS PER MONTH; 143 DURING SECURITY TRADING HOURS; ASSIST CLIENTS WITH INVESTMENTS; Pays expenses for my financial services business. 7-PA NU Inc 4466 Stilley Road, Pittsburgh, PA 15227 Non-profit-provide off campus student housing at the Indiana University of PA Non investment related President Attend Board Meetings/Vote on matters come before the board 03/24/2018 1/2 an hour spent per month and zero hours spent during market hours 8) Eirkson Estate 130 Buckwheat Dr. Gibsonia, PA 15044 Nature of Business: Co Executor Investment Related: Yes Title: Co Executor Start Date: 8/16/2019 Duties: Work with co executor and estate attorney to close estate Hours Devoted to Business: 1 Hours Devoted to business during Market Hours: 0 9) RCAC 100 Fleet St #205 Pittsburgh, PA 15220 Nature of Business: Poll Watcher Investment Related: Non-Investment Related Title: Volunteer Start Date: 11/03/2020 Duties: Watch polls Hours Devoted to Business: 5 hrs for one day Hours Devoted to Business during Market Hours: 3 on one day
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-11 |
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