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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-02 |
Branch Locations
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Phoenix | AZ | 11/2007 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Scottsdale | AZ | 07/2016 | Present |
| Mml Investors Services, Llc | Scottsdale | AZ | 03/2017 | Present |
SOLE OWNER OF RENTAL REAL ESTATE - GLENDALE, AZ - 1 NON SEC HR PER WEEK SINCE 11/2013 (2)INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS-- LIFE/ACCIDENT/HEALTH -1 HOUR SECURITIES - 1 HOUR NON SECURITIES - SINCE 4/2013 (3) INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS SELLING P&C 1 SEC HR PER WEEK SINCE 07/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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