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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-05-29 |
Branch Locations
3636 N Ridge Road Suite 200, Wichita, KS 67205 • United States
12001 E 13Th St. North, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Back Alley | Wichita | KS | 09/2006 | 10/2016 |
| Waddell & Reed, Inc | Wichita | KS | 10/2007 | 05/2019 |
| Various Insurance Carriers For W&R Insurance Agencies | Lawrence | KS | 04/2008 | 05/2019 |
| Marta Curry | Wichita | KS | 12/2010 | 10/2018 |
| Bni | Wichita | KS | 03/2010 | 06/2018 |
| Young Professionals Of Wichita | Wichita | KS | 01/2016 | 12/2016 |
| Chad Phipps | Wichita | KS | 10/2018 | 05/2019 |
| Cetera Advisor Networks | El Segundo | CA | 05/2019 | 11/2023 |
| Cwm, Llc | Wichita | KS | 02/2019 | Present |
| Driven Wealth Strategies | Wichita | KS | 06/2018 | Present |
1. NAME OF OTHER BUSINESS: WATKINS PROPERTIES INVESTMENT RELATED: NO ADDRESS: 100 E. DENVER, PARK CITY, KS 67219 NATURE OF BUSINESS: RENTAL HOME START DATE: 10/11 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER 2. NAME OF OTHER BUSINESS: CRAWL FOR CANCER INVESTMENT RELATED: NO ADDRESS: 22052 WEST 66TH STREET, #334, SHAWNEE, KS 66226 NATURE OF BUSINESS: FUNDRAISER FOR LOCAL NON-PROFITS BENEFITING CANCER PATIENTS START DATE: 4/2010 POSITION/TITLE/RELATIONSHIP: CITY REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: ORGANIZE THE ANNUAL EVENT FOR THE CITY OF WICHITA, SERVE AS A LIAISON BETWEEN PARTICIPANTS, VENUES VENDORS, VOLUNTEERS AND SPONSORS, MARKET AND PROMOTE THE EVENT, CUSTOMER SERVICE 3. NAME OF OTHER BUSINESS: BOND AND PHIPPS INC INVESTMENT RELATED: NO ADDRESS: 2510 N CHELMSFORD COURT, WICHITA, KS 67228 NATURE OF BUSINESS: CORPORATION FORMED BY KARSTEN BOND AND CHAD PHIPPS FOR EXPENSES START DATE: 5/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMIN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-15 |
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