Michael S Maloy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 03/2022
  Citizens Securities, Inc.
  Monroeville, PA
• 04/2022 → Present
  Lpl Financial Llc
  Murrysville, PA

Previous Registrations

• 2006-07-24 → 2022-04-04
  Citizens Securities, Inc.
  Gibsonia, PA
  New Kensington, PA
  Monroeville, PA
  Export, PA
  Monroeville, PA
  Verona, PA
  Pittsburgh, PA
  Pitcarin, PA
  Pittsburgh, PA
  New Kensington, PA
  Monroeville, PA
  Export, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Monroeville, PA
  Gibsonia, PA
  Monroeville, PA
  Monroeville, PA
  Middletown, PA
  Monroeville, PA

Other Businesses

1)03/28/2022 - Maloy Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2022 2)03/28/2022 - Maloy Sporar Financial Group LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-21
• S63 Uniform Securities Agent State Law Examination
  2000-04-06