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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 07/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | 10/2024 |
| Lpl Financial Llc | Houston | TX | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-21 |
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