Adam David Herzing

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  Nylife Securities, Llc
  Irvine, CA
• 11/2007 → Present
  New York Life Insurance Company
  Irvine, CA
• 12/2009 → Present
  Eagle Strategies Ll
  Laguna Hills, CA

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; Start Date: 02/2010; Role/Title: Insurance Broker; Investment related] [CryptoCurrency; 23041 Avenida de la Carlota #350, Laguna Hills CA 92653; Start Date 01/2018; Role/Title: Investor; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring life insurance that I write with New York Life; 51 Madison Ave., New York, NY, 10010; Start Date 06/2018; Role/Title: Sharehokder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Mackamlie Holdings; I purchased my Commercial office building that my financial planning practice rents.; 26501 Ranch Parkway South, Lake Forest, Ca; Start Date 04/2019; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Foothill Office HOA; I am on the board of the HOA for my office building.; 26501 Rancho Parkway South, Suite 102, Lake Forest CA 92630; Start Date 10/2019; Role/Title: Board Member; Investment Related; 10 hours per month; 10 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-12
• S63 Uniform Securities Agent State Law Examination
  2007-12-18

Designations

• Certified Financial Planner