Lori Lynne Rothenberger

Current Employers

Employment History

• 02/2013 → 10/2022
  Raymond James Financial Services, Inc.
  Yankton, SD
• 02/2013 → 10/2022
  Raymond James Financial Services Advisors Inc.
  Yankton, SD
• 09/2016 → 06/2017
  N/A
  Yankton, SD
• 08/2022 → 06/2024
  Unemployed Stay At Home Grand Mother
  Yankton, SD
• 07/2024 → 08/2025
  Variable Investment Associates, Inc.
  Tea, SD
• 07/2024 → Present
  Ascend Financial, Inc.
  Sioux Falls, SD
• 05/2025 → 08/2025
  Just Wealth Management, Llc
  Sioux Falls, SD
• 08/2025 → Present
  Parkland Securities, Llc
  Ann Arbor, MI
• 08/2025 → Present
  Sigma Planning Corp
  Ann Arbor, MI

Previous Registrations

• 2025-05-29 → 2025-07-31
  Just Wealth Management, Llc
  Sioux Falls, SD
• 2013-02-26 → 2022-07-26
  Raymond James Financial Services Advisors, Inc
  Yankton, SD
  Yankton, SD
• 2010-03-10 → 2013-02-20
  Investment Centers Of America, Inc.
  Yankton, SD

Other Businesses

1. DBA - Ascend Financial, Inc; Sioux Falls, SD; name used for securities practice with financial services through Parkland Securities LLC and SPC. Start date: 8/1/25, approx. 160 hrs/mo, all during securities hours. INV REL: Y 2. Ascend Financial, Inc. - Insurance Agent since 07/2024; sells insurance products; 10 hrs/mo. INV REL: Y 3. Board member / Treasurer - Large Munsterlander Association of America, Prior Lake, MN. Maintain financial accounting for association and provide reports to the Board. No access to funds. Start date: 8/12/25, approx. 3 hrs/mo, none during trading hrs. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2010-03-05

Other Names

• Lori Lynne Huntley