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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-25 |
| OH | RA | APPROVED | 2025-06-03 |
| SC | RA | APPROVED | 2024-12-23 |
| WI | RA | APPROVED | 2024-12-04 |
| TX | RA | APPROVED | 2024-08-19 |
| PA | RA | APPROVED | 2024-07-16 |
| MO | RA | APPROVED | 2022-04-28 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2020-11-16 |
| OR | RA | APPROVED | 2020-10-05 |
| RI | RA | APPROVED | 2020-03-19 |
| GA | RA | APPROVED | 2019-10-25 |
| NC | RA | APPROVED | 2019-02-15 |
| CA | RA | APPROVED | 2013-06-12 |
| VA | RA | APPROVED | 2009-10-30 |
| CT | RA | APPROVED | 2008-08-13 |
| MA | RA | APPROVED | 2008-07-03 |
| FL | RA | APPROVED | 2008-06-25 |
| NJ | RA | APPROVED | 2008-06-23 |
Branch Locations
4 Franklin Avenue Suite 3B, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 10/2007 | 07/2017 |
| Park Avenue Securities | New York | NY | 10/2007 | 07/2017 |
| Guardian Life Insurance | Paramus | NJ | 07/2017 | 08/2023 |
| Park Avenue Securities | Paramus | NJ | 07/2017 | 08/2023 |
| Guardian Life Insurance Company | Ridgewood | NJ | 08/2023 | Present |
| Park Avenue Securities | Ridgewood | NJ | 08/2023 | Present |
1. Outside Insurance Sales-Outside Life, Disability, and Long Term Care insurance sales when there isn't the appropriate options with Guardian or through Innovative Underwriters Services, Start: 05/15/2014, Address: 4 Franklin Ave, Suite #3B Ridgewood, NJ 07450, 1 total hour per month, 1 during securities trading hours, Investment related, Less than 10% Annual Compensation, 2. Member, Greater NJ Estate Planning Council-The Greater NJ Estate Planning Council consists of Attorneys, CPAs, and Financial Advisors, Start: 09/14/2016, Address: 250 Godwin Ave, #33 Midland Park, NJ 07432, 2 bus hrs per month, Not investment related, 3. Legal Documents for my wife-POA, Start: 03/02/2018, Address: 174 N Pleasant Ave Ridgewood NJ 07450, 0 total hours per month, Not investment related, No annual compensation, 4. Ridgewood YMCA Golf Outing Committee, Start: 6/1/2026, Nature: Charity Outing, Address: 112 Oak Street Ridgewood, NJ 07450, Duties: Providing input for the golf outing logistics & communicating the event to friends, 2 total hrs/month; 1 during securities trading, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-23 |
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