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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-07
  • FL RA
    APPROVED
    Since 2024-06-07

Branch Locations

22 Bull St, Savannah, GA 31401 • United States

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/2009 Present
Previous Registrations
  • 2008-01-03 → 2008-11-04
    First Command Brokerage Services, Inc.
    Palm City, FL
    Indian Harbour Beach, FL
    Orlando, FL
Other Businesses

I*2061264, Entity Type Entity For Profit, Name of OBA: Yarnfrog LLC Address: OrlandoFlorida32828 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/26/2024 No Hours: 12 yearly No Hours during trading: 0 Duties: The business is for my daughter. She creates stuffed animals, small clothing items and crotchet items. She will be periodically selling her items at our neighborhood town square (Avalon Park) during the holiday season through a pop-up booth. The neighborhood of Avalon Park requires the business to be registered with the state and must have an EIN. My responsibility is to support her by setting up and helping manage her business and payments. I*2204274, Entity Type: Entity Charitable, Name of OBA: Fellowship Foundation Inc, Address: Baltimore, Maryland, 21297, Investment Related: N, Position, Title, Association: Committee, Other, Employee State Date: 02/24/2025, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: Committee member for The Wally Armstrong PGA CFL organization within the Fellowship Foundation. This includes assisting with fundraising and sending donation letters (annually or as needed). No handling of money or receiving donations. All donations are sent electronically or mailed to the headquarters through a PO Box. There will be access to the donor list and viewing only status for financial statements (donor giving records, historical data, etc.). Will also assist the ministry partner in prayer and planning for ministry activities (golf related, youth programs,etc.)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-05
S65 Uniform Investment Adviser Law Examination 2007-12-26
  • S66 Uniform Combined State Law Examination
    2024-04-05
  • S65 Uniform Investment Adviser Law Examination
    2007-12-26
Other Names
  • Paul Sumulong
  • Paul Steven Sumulong
  • Paul Steven Raymundo Sumulong

View on SEC IAPD

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