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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-11-12 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ml Compliance Consulting | Hoffman Estates | IL | 05/2013 | Present |
ML COMPLIANCE CONSULTING. INDEPENDENT COMPLIANCE CONSULTANT PROVIDING CONSULTING SERVICES TO ADVISORS, BROKER DEALERS AND LAW FIRMS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-05 |
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