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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
3850 Vine St, Ste 100A, Riverside, CA 92507-4268 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Riverside | CA | 05/2012 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Riverside | CA | 05/2012 | 07/2021 |
| Pick Group | Riverside | CA | 06/2015 | 09/2020 |
| Mission Inn Foundation | Riverside | CA | 07/2016 | 06/2017 |
| Grace Community Church | Riverside | CA | 09/2016 | 07/2021 |
| Enduring Business Management | Riverside | CA | 11/2020 | 07/2021 |
| Lpl Financial Llc | Riverside | CA | 07/2021 | Present |
1) 11/9/2020- Enduring Business Management- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Riverside, CA- 0hrs/mth 2) 7/21/2021- Benjamin Guizlo Insurance- Non-Variable Insurance- inv. related- Riverside, CA- 3) 5/2021- Planable Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Riverside, CA 4) 9/1/2016- Grace Community Church- Outside/W-2 Employment- maintain sound and video equipment for the church- non-inv. realated- Riverside , CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-02-06 |
| S66 | Uniform Combined State Law Examination | 2008-11-11 |
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