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Mark Richard Shaurette

Fusion Capital, LLC

Mt. Pleasant, SC

North Charleston, SC

CRD 5445586

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Employer firm

Fusion Capital, LLC CRD 154726

$492M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Fusion Capital, Llc

1459 Stuart Engals Blvd Suite 301, Mt. Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-11-16
  • SC RA
    APPROVED
    Since 2015-11-16

Branch Locations

1459 Stuart Engals Blvd Suite 301, Mt. Pleasant, SC 29464 • United States

North Charleston, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fusion Capital, Llc Mt. Pleasant SC 11/2015 Present
Sc Financial Llc North Charleston SC 11/2004 Present
  • 11/2015 → Present
    Mt. Pleasant, SC
  • 11/2004 → Present
    Sc Financial Llc
    North Charleston, SC
Previous Registrations
  • 2014-10-03 → 2015-12-01
    North Charleston, SC
  • 2007-11-29 → 2009-12-22
    American Investment Services
    North Charleston, SC
Other Businesses

. 1. SC Financial LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2004 Number of hours per month devoted to business is 160 hours per month Number of hours per month devoted during securities trading hours is 160 hours per month. Duties are related to Tax Preparation and Accounting Services. 2. Circle Realty LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2006 Number of hours per month devoted to business is 1 hour per month Number of hours per month devoted during securities trading hours is 1 hour per month. Duties are related to Real Estate Broker. 3. Atlantic Solutions LLC Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2011 Number of hours per month devoted to business is 10 hours per month Number of hours per month devoted during securities trading hours is 10 hours per month. Duties are related to Securities trading for myself. 4. SC Advisory Group LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2014. Entity created to receive income from Fusion Capital business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-20
  • S65 Uniform Investment Adviser Law Examination
    2007-11-20

View on SEC IAPD

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